【JPモルガン証券】CIB Equities Business Manager/Business Controls Manager – Associate
仕事内容
The global Equities business provides a wide range of innovative equities solutions to institutional, investor and issuer clients – from initial public offerings, secondary placements and equity-linked structures to private placements, equity derivatives products, cash equities trading (single stock trading, program trading, and Electronic Client Solutions), as well as Prime Finance (Cash & Synthetic Financing, SBL) and Derivative Clearing services.
In this role, you will cover both Business Management and Business Control Management role to provide entire support to Japan EQ business with sufficient control.
From Business Manager perspective, you will supports the business from various aspects and maintains relationship with internal/external parties.
From Business Control Management perspective, your objective is to help the business manage its regulatory obligations, conduct, operational risk and supervisory requirements and to play a key role for the business in an increasingly complex and demanding local/global regulatory environment.
The advertised position is for the Business Management and Business Control Office for the APAC Equities business in Japan, a skilled team of change, risk and controls experts who are responsible for managing the end-to-end control environment, spanning all of the primary functions from business execution, supporting function including Legal, Compliance, Tech, Risk function, Operations through to Finance.
The Role will require you to establish relationships with the Front Office and an understanding of the Equities business, its control challenges, its architecture and products. You should be interested in working in a fast-paced, international and dynamic environment, participating in key initiatives and becoming involved in a diverse set of issues that will have a direct impact on the organization.
The successful candidate will be a trusted advisor on business, regulatory, operational risk and control matters.
Job Responsibilities:
Business Management
Provide analytics for business decisions and ensure implementation of local business strategies and help navigate change/NBIA (New Business Initiatives)
Run / maintain disciplined governance forums covering the priorities of the business / region
Analyze and understand all aspects of the business financials (revenue, expenses, balance sheet, capital etc.) and the landscape
Assist in investment / productivity initiatives (headcount, technology, new products etc.) and regulatory/market reform issues that impact the business
Business Control Management
Serving as control advisor to the Front Office including prepping it for examinations, audits and control/regulatory initiatives
Execution and implementation of business controls, risk governance and reporting priorities and strategy including pre and post trade surveillance
Identification, documentation and remediation of control gaps, risk assessment and root cause issue analysis
Front Office supervision and oversight including exception management, and Policy & Procedures development, review and implementation
応募資格(必須経験など)
Required qualifications, capabilities, and skills:
Bachelor’s degree or equivalent in Finance, Economics or other related discipline
Minimum 5 years of experience in the financial industry including middle office, trading, audit, operational risk, compliance or related functions, preferably in Markets
Understanding of Equities products and markets
Understanding of controls and their application to different processes and businesses
Analytical, problem solving and process re-engineering skills
Fluent and proficient in Japanese and English, both verbal and written