【シティグループ】Supervisory Analyst (VP)
仕事内容
Vetting research for compliance with FINRA/NYSE regulations and Citi internal research content guidelines
Editing research for quality, clarity, commerciality, style, and grammar
Project and traffic coordination with the analyst teams, publications staff, and Legal/Compliance
Series 16 license required
Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.
応募資格(必須経験など)
Qualifications:
Native-level Japanese language capability and strong English capability
6-10 years relevant experience
Excellent Japanese writing skills
Ability to execute in a large, matrixed organization
Secure and maintain applicable licenses.
Education:
Bachelor’s/University degree, Master’s degree preferred
This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.