【JPモルガン証券】CIB Equities Business Controls Manager VP
仕事内容
Responsibilities
Business Management
• Provide analytics for business decisions and ensure implementation of local business strategies and help drive change/NBIA (New Business Initiatives)/
• Run / maintain disciplined governance forums covering the priorities of the business / region
• Analyze and understand all aspects / drivers of the business financials (revenue, expenses, balance sheet, capital etc.) and the competitive landscape
• Coordinate Japan portion of the annual Plan / Budget process, as well as intra-year forecasting
• Assist in investment / productivity initiatives (headcount, technology, new products etc.) and regulatory/market reform issues that impact the busines
Business Control Management
• Serving as trusted control advisor to the Front Office including prepping it for examinations, audits and control/regulatory initiatives
• Execution and implementation of business controls, risk governance and reporting priorities and strategy including pre and post trade surveillance
• Identification, documentation and remediation of control gaps, risk assessment and root cause issue analysis
• Front Office supervision and oversight including exception management, and Policy & Procedures development, review and implementation
応募資格(必須経験など)
Qualifications:
• At least 7 years of experience in the financial industry including middle office, trading, audit, operational risk, compliance or related functions, preferably in Markets
• Understanding of Equities products and markets
• Strong understanding of controls and their application to different processes and businesses
• Strong analytical, problem solving and process re-engineering skills
• Fluent and proficient in Japanese and English, both verbal and written.
• Bachelor’s degree or equivalent in Finance, Economics or other related discipline