【シティグループ】Compl Risk Mgmt Analyst 2 (Officer) - JPN - Independent Compliance Risk Management
仕事内容
Serves as a compliance risk analyst for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise. In addition, engages with the ICRM product and function coverage teams, in order to partner to develop and apply CRM program solutions that meet business and customer needs in a manner consistent with the Citi program framework.
Responsibilities:
• Assisting and supporting senior staff in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM.
• Reviewing materials to ensure compliance with various regulatory and legal requirements.
• Identifying potential risks and escalating for further review, as required.
• Maintaining reports for control, tracking, and analysis purposes and ensuring appropriate and secure retention of documents.
• Working with more senior staff in investigating and responding to raised compliance risk management issues and preparing routine correspondence.
• Interacting and working with other areas within ICRM and Citi, as necessary.
• Assisting in management of the regulatory inventory, regulatory change management process and regulatory exam coordination/logistics as required.
• Assisting in the preparation, editing and maintenance of Compliance program related materials.
• Additional duties as assigned.
• Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.
応募資格(必須経験など)
Qualifications:
• Excellent written and verbal communication skills
• Must be a self-starter, flexible, innovative and adaptive
• Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization
• Strong project management and organizational skills and capability to handle multiple projects at one time
• Proficient in MS Office applications (Excel, Word, PowerPoint)
• Some knowledge of Compliance laws, rules, regulations, risks and typologies
• Some knowledge in area of focus
Education:
• Bachelor’s degree; experience in a financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof
Main responsibilities will be:
• Issue Management
• Analysis on Gift and Entertainment request
• Office Administration
• Regulatory Registration for Sales Manager
• Committee related documents management
Required skills:
• Language: Native level of Japanese and Business level of English
• Advanced knowledge in Excel including formulas, macros and pivot skills
• Good knowledge in Word and Powerpoint
• Good analytical skills