【クレディ・スイス証券】Wealth Management APAC Chief Operating Officer
仕事内容
Your field of responsibility
The Wealth Management APAC Chief Operating Officer (“WM APAC COO”) team manages business / regulatory risk, monitors run-the-bank activities, supports client activities and drives strategic / business development initiatives, for the wealth management and private banking business area.
Within which, the Anti-Money Laundering (“AML”) / Know-Your-Customer (“KYC”) Competency Center (“AML / KYC CoC”) serves as subject matter experts, framework / standards owners, and guardians of front-to-back governance and oversight, in this top priority financial crime risk area. The CoC strives to develop and implement a best-in-class first line of defense AML framework that supports the WM APAC business in proactive management of relevant risks, whilst offering a seamless and efficient client experience.
This opening is for a controller / analyst role with the new WM APAC Transactions Management Control Team (“TMCT”), which is in process of being set-up by the AML / KYC CoC. In line with WM APAC first line of defense’s financial crime management strategy and target operating model, this team will be primarily responsible for performing controls designed to address and manage the bank’s AML risks, in relation to incoming and outgoing, cash and securities transactions of WM APAC clients.
As a core member of this team, you will be led by the TMCT lead and senior controller, partner closely with the AML / KYC CoC as well as collaborate with colleagues from Front Office, Compliance, Operations, Change and Technology functions, to perform AML-focused reviews, controls and reporting with the first line of defense.
応募資格(必須経験など)
You are expected to possess the below skills and qualifications:：
・ Graduate degree with more than 7 years of work experience in the banking industry
・ Relevant experience in AML or other financial crime areas, such as transaction monitoring and surveillance
・ Relevant experience in front office business support, compliance, or operations related functions
・ Outstanding ability to understand control standards, articulate requirements, perform review and prepare high quality documentation analytically, methodically, and meticulously
・ Ability to assess and challenge transactions in context of the client’s KYC profile
・ Ability to engage in meaningful and challenging conversations with the front office
・ Strong control and compliance approach, with a clear “do the right thing” mentality
・ Strong sense of accountability and ownership
・ Strong communication and partnership skills
・ Proficiency in English and Japanese; Knowledge of other languages is a plus as you will be required to liaise with clients
・ Result oriented, dedicated, hardworking who can work on own initiative and can deliver on time with a high level of integrity and flexibility, sense of urgency, attention to detail and quality standards
・ Proficient Microsoft Office skills.
・ Assist in various technology, data and process improvement initiatives
・ Works closely with other regional offices in Asia
・ Assist with ad-hoc requests/projects