【ドイツ証券株式会社】Senior Compliance and AFC Officer
仕事内容
Your Key Responsibilities:
You are required to provide day-today advisory to the sales team
You will analysis for the regulatory changes and implementations
You will be responsible to revise any change of polices and support all regulatory changes and implementations
You will need to manage all MaComp, Internal Audit and conflict interest
You will get involved of the approval for the new products and new on- boarding clients
You will support Insourcing projects
You will support to engage Compliance training
You will work with APAC compliance team
応募資格(必須経験など)
Your Skills & Experience:
You are an University or College Graduate with a Certificate such as JSDA Internal Administrator, CFA, CPA is preferable
Overall, at least 10 years of working experience in Japan Financial industry with a minimum 5 years in compliance role.
Experiences in Asset Management Operations, Internal Audit, Risk management is preferable.
Japan market and regulatory knowledge is essential.
Knowledge in Asset Management business and Fiduciary mind set is essential
Native Japanese and Business Level English (both writing and verbal)
Advanced skills in Microsoft office, EXCEL, WORD etc.