ゴールドマン・サックス証券株式会社

Merchant Banking Division, Client On-Boarding, Analyst/Associate, Tokyo


仕事内容

MORE ABOUT US

Operations is a dynamic, multi-faceted division that partners with all areas of the firm to deliver banking, sales and trading and asset management capabilities to clients around the world. Alongside this vital service delivery role, Operations provides essential risk management and control, preserving and enhancing the firm’s assets and its reputation.

Operations span all product lines and markets, serving as internal business partners who develop the processes and controls, and help to specify the systems that deliver accuracy, timeliness and integrity to our business.

YOUR IMPACT

Our Asset Management Alternatives KYC Group is seeking an energetic and detail-oriented professional who is looking to work with a wide variety of individuals from Business, Compliance and Operations to facilitate an excellent client onboarding experience and mitigate risks associated with the capture and documentation of related transactions. As a member of the Asset Management Alternatives KYC Group team, the individual will specialize in the review of AML/KYC information for new relationships for Asset Management Alternatives business. The individual will work directly with our internal partners and clients in a fast paced environment with precision and accuracy. The ability to prioritize, meet deadlines and communicate to all levels of the organization, is critical.

OUR IMPACT

The KYC Group supports client onboarding and KYC for the Asset Management Division. Asset Management Alternatives invest in corporate equity and debt, real estate equity and debt, and infrastructure-related assets and companies. Asset Management Alternatives operate on a global platform and works in a fast-paced, exciting environment. The team’s primary function is to partner with key stakeholders to onboard new clients with a focus on efficiency, control, and excellent client service.

Principal responsibilities of the Asset Management Alternatives KYC Group include:

Conduct Anti-Money Laundering (AML) checks as part of onboarding for Goldman Sachs to meet its Anti-Money Laundering (AML) compliance obligations and other regulatory requirements.
Work closely with Engineering to design new system enhancements to improve efficiency and control.
Work with Compliance to define and implement firm policies and controls.
Provide timely advice to business and counterparts on the KYC and account opening process.
Provide a control framework to manage the operational risk of the business.


応募資格(必須経験など)

ROLE DESCRIPTION

Contacting business to obtain AML information and documentation
Answer queries on accounts and counterpart relationships from business
Project management ranging from small enhancements to large-scale, global projects
Ensuring all communications are of the highest professional standard to maintain client service excellence
Timely and effective escalation of potential relationship issues and devising possible resolutions
Taking responsibility for delivering against commitments
Participate in regular meetings with the program team to maintain clarity around workflow, develop required reporting and identify and implement efficiencies

QUALIFICATIONS

The Ideal candidate for this position will have the following qualifications:

Strong communication skills, able to clearly articulate complex ideas
Strong analytical and organisational skills
Effective team player, with the ability to build networks
Self-starter, able to work towards targets with minimal supervision
Commercial awareness, able to understand the impact of the role on client experience and firm profitability
Ability to drive projects and programmes across the team
Japanese language skills (required)
Proficiency in Microsoft Office products; skills in Business Intelligence tools (Alteryx, Tableau, RPA, AI) will be beneficial


給与
N/A

業界
金融(銀行・証券・保険等)

申込期限

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