モルガン・スタンレーMUFG証券

モルガン・スタンレー:Client Onboarding Operations : Job Level - Analyst/Associate


仕事内容

https://morganstanley.eightfold.ai/careers/job/549798094602?domain=morganstanley.com&hl=en

Client Onboarding is a function within Client Onboarding Regulatory Data Services (CORDS), responsible for delivering end-to-end client onboarding and regulatory compliance support. We are seeking a junior-level professional to join the Operations division, supporting Client Onboarding/ Client Implementation.

The team manages onboarding across Equities and Fixed Income products, including Listed Derivatives and OTC Clearing. The role also supports regulatory requirements such as KYC due diligence, FIEL, and MiFID II for both new and existing clients.

You will act as a key coordinator across the onboarding lifecycle - partnering with Sales & Trading, Credit, KYC, Legal, Documentation, Regulatory, and downstream Operations teams - to ensure timely, controlled client launches, enhance client experience, and drive process improvements through data, automation, and AI-enabled tools.


応募資格(必須経験など)

Qualifications, Skills & Requirements
• 2-3 years of experience in a similar role in the Financial Services Industry
• Proactive, analytical and problem-solving skills. Problem structuring, analyses, and recommending solutions
• Judgment in when to escalate issues and taking charge as needed to prevent/minimize the impact
• Multi-task and task prioritization
• Outstanding attention to detail
• Ability to work independently and in a multicultural team
• JSDA Level 1/2
• Intermediate to advanced MS Office Applications (especially in PowerPoint, Excel
Skills Desired
• Project management and process enhancement/improvement experiences.
• Relevant professional experiences, such as client onboarding, client services and securities operations functions
• Familiarity with Japan and Global regulations (e.g. CIP, FIEL, MIFID, FATCA, etc.)
• JSDA Internal Control Manager.


給与

業界
金融(銀行・証券・保険等)

申込期限

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