モルガン・スタンレー：Japan Non-Financial Risk (NFR) Testing, Legal & Compliance - Vice President
仕事内容
https://morganstanley.eightfold.ai/careers/job/549794236567?domain=morganstanley.com&hl=en
Japan Non-Financial Risk (NFR) Testing operates within the Compliance department, collaborating closely with colleagues in Hong Kong, China, and India, and which forms part of the wider Asia NFR Testing team. Our team is responsible for designing and executing risk-based compliance reviews across all major business lines, including Sales and Trading, Investment Banking, Global Capital Markets, Research, Wealth Management, and Investment Management. We work in partnership with global teams to ensure consistent standards and share insights on emerging risks and regulatory developments.
応募資格(必須経験など)
Prerequisites
• Native Japanese speaker
• Fluent proficiency in English (written and verbal)
Education & Experience
• Bachelor’s degree or above, preferably in accounting, business, or law
• 8–12 years of relevant experience
• Prior experience in compliance, risk management, or internal control functions; direct experience in Compliance Testing or audit is a strong plus
Knowledge and Skills
• Understanding of regulations in Japan
• Broad knowledge of capital markets, sales and trading, and banking activities
• Attention to detail and effective time management
• Good interpersonal skills; ability to work independently and collaborate across regions and business units
Additional Skills Desired
• Relevant professional qualifications (e.g., CIA, CFA, CPA, CA, FRM)