【モルガン・スタンレー】Professional, Client Asset Segregation (ORRC) : Job Level - Associate
仕事内容
https://morganstanley.eightfold.ai/careers/job/549785852243?domain=morganstanley.com&hl=en
Client Asset Segregation (CAS) team is responsible for monitoring and processing daily client asset segregation as well as preparing regulatory reports related to client asset segregation and submitting them to regulators. In addition, team will be responsible for monitoring and executing Audit confirmation requests and also will be collaborating with internal teams and external auditors on Client Asset Segregation audits.
応募資格(必須経験など)
• Monitor and process daily Client Asset Segregation process
• Understand the regulatory requirements of Regulatory Reports related to Client Asset Segregation
• Prepare Regulatory Reports related to Client Asset Segregation and submit them to the regulators
• Investigate and resolve the exceptions in the process, and identify the correct position and transactions done by the firm
• Create and update the procedure manuals and other documentations
• Escalate and mitigate risks associated with Client Asset Segregation processes
• Understand the Governance of Client Asset Segregation, and ensure the processes and reports are in compliant with the Japan regulation as well as Firm's policy and procedure
• Identify areas for process improvement and implement effective control while achieving efficiency and optimization
• Monitor and execute Audit Confirmation requests
• Collaborate with internal teams and external auditors on Client Asset Segregation audit
• Be a self-starter with positive working attitude
• Contribute as a team
• Have effective communication skills and interact inclusively
• Identify problems as they arise and know when they need to be escalated
• Be adaptable to changes and new challenges
• Be keen to learn new skills and do so quickly
• Have proficiency with English and Japanese - Fluent in written and spoken communications
• Have proficiency with Microsoft Office (Excel, Word, and PowerPoint)
• Have knowledge of Japan regulatory reporting
• Have experience in technology related project
• Have middle or back office experience