モルガン・スタンレーMUFG証券

【モルガン・スタンレー】Japan Non-Financial Risk (NFR) Testing, Legal & Compliance - Vice President


仕事内容

https://morganstanley.eightfold.ai/careers/job/549794236567?domain=morganstanley.com&hl=en

Legal and Compliance professionals deliver a broad range of services to our business units, including structuring complex transactions, advising on new products, developing training, and resolving disputes. The department protects the Firm’s reputation and ensures compliance with regulatory requirements through robust policies and procedures, while maintaining strong relationships with regulators and policymakers.


応募資格(必須経験など)

Prerequisites
• Native Japanese speaker
• Fluent proficiency in English (written and verbal)

Education & Experience
• Bachelor’s degree or above, preferably in accounting, business, or law
• 8–12 years of relevant experience
• Prior experience in compliance, risk management, or internal control functions; direct experience in Compliance Testing or audit is a strong plus

Knowledge and Skills
• Understanding of regulations in Japan
• Broad knowledge of capital markets, sales and trading, and banking activities
• Attention to detail and effective time management
• Good interpersonal skills; ability to work independently and collaborate across regions and business units

Additional Skills Desired
• Relevant professional qualifications (e.g., CIA, CFA, CPA, CA, FRM)


給与

業界
金融(銀行・証券・保険等)

申込期限

注意事項

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