【モルガン・スタンレー】Compliance Officer, Privacy Compliance - Vice President
仕事内容
https://morganstanley.eightfold.ai/careers/job/549785344176?domain=morganstanley.com&hl=en
• Provide compliance advisory support and coverage over personal information protection law as well as the regulatory requirements of outsourcing and third party management.
• Provide oral and written advice to stakeholders on the regulatory requirements in both Japanese and English.
• Monitor and Challenge first line processes and identify risk areas for them to put relevant controls.
• Provide Compliance advice which may be general in nature or specific, for example, to regulatory change, regulatory interpretation, ordinary course of business enquiries and exceptional situations.
• Conduct Periodical/Ad-hoc compliance training for stakeholders of all departments within the firm.
• Participate in / lead as appropriate strategic projects and initiatives with relevant teams and other legal and compliance professions, including helping to scope projects, deliver workstreams and implement action plans.
• Collaborate with colleagues in global teams to discuss solutions and advice for issues, and work for projects as well as initiatives.
• Coordinate and lead the periodical management update meetings as well as team meetings.
応募資格(必須経験など)
• Relevant experience in compliance, risk management or regulatory related functions
• Experience in advisory compliance and/or Risk Management is preferable
• Excellent written/verbal communication skills in both Japanese and English
• Strong analytical skills and high level of attention to detail
• Strong sense of Risks and Controls
• Ability to research and resolve issues effectively and collaboratively as a team, as well as independently
• Proficiency in MS Office applications, particularly Excel formulas and functionalities and PowerPoint preparation of visually appealing an clean presentations