JPモルガン証券株式会社

【JPモルガン】Asset Management Compliance, Associate


仕事内容

https://jpmc.fa.oraclecloud.com/hcmUI/CandidateExperience/en/sites/CX_1001/job/210578425/?utm_medium=jobshare&utm_source=External+Job+Share

• Review and approve medium and high-risk marketing materials and client communications for compliance
• Engage proactively in the review of globally distributed client communications
• Oversee low-risk materials self-certified by the business
• Provide day-to-day content advice to the business
• Participate in the preparation and delivery of marketing training across the business
• Ensure all areas of the business have appropriate policies and procedures in place
• Conduct regulatory filings as required
• Maintain up-to-date knowledge of the regulatory environment
• Collaborate with teams across APAC and globally to ensure consistent compliance practices
• Support marketing-related governance topics to facilitate effective business practices


応募資格(必須経験など)

Required qualifications, capabilities, and skills
• Proven experience in a similar role within asset management, legal, compliance, or controls
• Experience reviewing digital and social media communications
• Strong communication and collaboration skills
• Ability to multi-task and prioritize workload effectively under time pressure
• Attention to detail and high level of accuracy
• Fluent in spoken and written English and Japanese at a native level

Preferred qualifications, capabilities, and skills
• Practical working knowledge of all asset classes and financial instruments
• Experience working with system workflow tools
• Experience within a large global organization
• Holder of Internal Control Officer and Sales Representative Officer certifications under JSDA rules (these will become required when performing the role)


給与
-

業界
金融(銀行・証券・保険等)

申込期限

注意事項

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