【モルガン・スタンレー】Internal Audit - Investment Management Audit, Associate / Director

Develop a strong understanding of business processes, keep informed of industry and regulatory developments, and effectively apply the information when planning assurance activities
Help identify risk and impact to relevant coverage area to prioritize areas of focus
Execute and lead aspects of assurance activities (e.g., audits, continuous monitoring, closure verification) to assess risk and formulate a view on the control environment
Facilitate and engage in conversations with stakeholders on risks, their impact and how well they are managed in a clear, timely and structured manner
Assist in managing multiple deliverables in line with team priorities and in accordance with audit methodology and quality standards
Collaborate and partner with colleagues across the Department to facilitate information sharing and front-to-back assurance coverage
Solicit and provide feedback and participate in formal and on-the-job training to further develop self and peers

Understanding of Investment Management business and supporting functions processes and key regulations relevant to coverage area
Strong understanding of audit principles, methodology, tools, and processes (e.g., risk assessments, planning, testing, reporting and continuous monitoring)
Ability to identify and analyze multiple data sources to inform point of view
Ability to ask meaningful questions, understand various viewpoints and apply risk-based critical thinking to arrive at logical conclusion
Ability to communicate issues concisely and clearly to colleagues and relevant stakeholders, including management
Demonstrate strong risk and control mindset, professional skepticism, project management skills and data analytics skill, with a drive for innovation
A commitment to practicing inclusive behaviors
Fluency in written and spoken English and Japanese language
At least 4 years' relevant experience in audit or 1st or 2nd line of defense control functions (e.g. risk management, compliance, or operational risk) would generally be expected to find the skills required for this role
Bachelor degree and relevant professional qualifications (e.g. CPA, CIA, CFA, etc.)

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