【バンク・オブ・アメリカ】Director, Compliance and Operational Risk Manager
仕事内容
Responsibilities
Head of Global Markets Compliance is a key senior position with Japan Compliance to provide overall and in depth advice to Global Markets business.
This role will support equity and fixed income compliance team.
This role is also a very senior leadership position supporting Japan Country Compliance Officer in running the entire Japan Compliance department.
Also key role to be a contact point for various regional initiatives and projects.
応募資格(必須経験など)
Required Skills
A minimum 12-15 years of experience in compliance or related area.
Ideal candidate should have both equity and fixed Income compliance background. FICC experience is preferred due to our eminent presence in Japan.
Experience in managing team and managerial ability to work with other as a senior member within and outside of the department is a must.
Experience in managing regulatory relations including inspections. We expect the candidate to contribute to maintain and improve our robust relationship with regulators as top-tier firm in Japan.
Excellent interpersonal and communication skills and a demonstrated ability to work with Solid level of fluency in English and Japanese (verbal and written).
Lead and participate in advising on compliance policies, participating in new product reviews, strategic initiatives, complex regulatory matters and providing compliance training as necessary.
Maintain effective contact with industry experts to ensure the bank sustains best practice in maintaining effective awareness (and management) of Compliance and Operational risks.